open course and event schedules
 
 
  Regulatory and Compliance
 

Financial Crime
  • Market abuse
  • Money laundering

    Training and Competency

    Approved Persons

    Conduct of Business Rules

    Exchange Trading Rules

    Consumer Protection/Best Practices
  • Conflicts of interest
  • Reputation risk

    Regulatory Pipeline-Future Developments

    Ethical Business Decision Making

  • Ethical Practice for Hedge Funds

     
     

    Platinum Finance Portfolio
     
    Sales Training
     
    Better Decision Making in Volatile Markets
     
    Platinum Business Skills Portfolio
     
    Technical Financial Markets
     
    Business Communication Skills
     
    Regulatory and Compliance
     
    Workplace Diversity